Following the success of our first two Best Practice events this year, we are incredibly excited to announce details of a very special Best Practice event in May.
At this event, and in what is a first for Paradigm, we will be joined by the FCA's Supervision Team, who will be providing a unique insight for Paradigm firms.
We are delighted to welcome Kevin Oh of the FCA's Supervision Team to Best Practice. Kevin will be sharing with you insights on the key themes the Supervision Team encounter as part of their day-to-day interaction with adviser firms.
Kevin's presentation will touch on a variety of areas, for example on-going advice and vulnerability, with Kevin providing practical and proportionate guidance in relation to the FCA's expectations of firms in these and other areas.
Additionally, the FCA will also be pleased to answer your questions as part of a Q&A session. If you have any questions you’d like to submit, please click the button below. You have until Friday, 9th May to submit any questions you would like to ask.*
Following on from the FCA's session, Graeme Stewart, Paradigm's Head of Consultancy, will present two compliance sessions. The first session will be our usual summary of the important compliance updates that Paradigm has released since our Best Practice event in March.
Graeme's second session, will concentrate on the FCA’s review of ongoing advice, as a direct result of your desire to see this subject covered at Best Practice.
Both of these compliance sessions are aimed at business owners, advisers, paraplanners, compliance and support staff to help them keep up to date with regulatory change and meet the FCA’s expectations following the publication of the ongoing advice review findings.
*Within the FCA presentation, there will be 15-minutes allocated for questions. We will therefore put forward the most popular questions submitted, for the FCA to answer.
