Paradigm Events

Best Practice Event

Compliance

Tuesday 26 November, 10.30-12.30

Online

We are delighted to invite you to our last Best Practice event of the year. As always, this event has been tailored to meet your CPD requirements and will provide you with valuable insights into both current regulation and what changes are in store for the industry in 2025.

So, what do we have planned for the November Best Practice Event?
We will have two sessions from Graeme Stewart, Head of Consultancy,  starting with a review of the most important compliance updates since our September Best Practice event. This will include commentary on the FCA's latest 'Dear CEO' letter, an important communication from the Regulator which directly impacts on our advice landscape.

For his second session, Graeme will be joined by Carmen Bews, Policy Supervisor, as they concentrate on sharing with you best practice highlighted by the FCA since the start of the Consumer Duty journey. These examples will be relevant across all types of advice (wealth, mortgage and protection). 

Therese Chambers, Joint Executive Director of Enforcement and Market Oversight at the FCA, commented on this summer's FCA webinar that the Regulator will look at a firm’s responsiveness to best practice examples and how these have been embedded as part of the Consumer Duty evolutionary journey. This session will be of upmost importance to business owners, advisers and support staff involved in Consumer outcomes.

For this event, we will also be joined by...
  • Defaqto, will be highlighting the benefits of streamlining your business processes into a standard operating model using one application to create efficiencies in your advice process.
  • Mark Brownridge, Strategic Relations Director at Defaqto, will be discussing the impact of tax-related announcements in the recent Budget, the continuing part VCT and EIS can play in a diversified portfolio and share with you five essential takeaways for clients regarding tax-efficient investing in early-stage UK companies.

Register for this event

I just wanted to take this opportunity to thank you for inviting me to the Paradigm Specialist Protection Event… This was the first event that I have been to in my new role as a Protection Adviser, and I have taken such a lot from it.

Linda

Puzzle Financial Solutions
Your events are always very welcoming, friendly and informative, so well worth attending with other like minded professionals.

Marilyn Holmes

Ashley Price Associates
I found the course very useful and I have come away with lots of action points to review. I also enjoyed the presentation style which certainly helped to keep our attention.

Gia Rhone

Cockburn Lucas
It was a great event and following Tim’s at Exeter Friendly’s presentation I have been able to place a tricky life case for a client with diabetes, so very worthwhile attending.

Mark Weller

Financial Profiles Limited
5/5 for relevance, delivery as promised, quality of presentation and handouts I found the course extremely helpful and gave some good additional points of action that we are currently missing. Graeme taught the course amazingly, the right balance of information with the ability to go off track a little bit to clarify a few points

Katie Badiani

Compliance Manager from First Financial
“A really valuable Mortgage & Protection workshop. we learned so much which will no doubt convert to business. Two informative presentations plus 4 round tables covering several lenders and Insurance providers. We met great BDMs and industry colleagues, had a fantastic lunch and was back in the office all within 4 hours. Really worthwhile and a will be a permanent fixture in our diaries as a must attend event”.

Rachel Lummis

Mortgage & Protection Adviser at Xpress Mortgages
It is hard to get excited about compliance, but Graeme, you seem to, and it is infectious. The course has raised a number of points that we will go away, review and implement. A fine refresher of some of the most recent pieces of regulation that have come into play.

Nigel Graham

Financial Planner, SRG Financial Management Limited
Paradigm

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Paradigm House
Brooke Court, Lower Meadow Road,
Wilmslow, Cheshire SK9 3ND

0161 486 4890

Paradigm Consulting is a trading name of Paradigm Partners Ltd
Office address: Paradigm Partners Ltd, Paradigm House, Brooke Court, Wilmslow, Cheshire, SK9 3ND
Paradigm Partners Ltd is registered in England and Wales. No.09902499. Registered Office: As above

Paradigm Mortgage Services LLP
Office address: 1310 Solihull Parkway, Birmingham Business Park, Birmingham B37 7YB
Registered in England and Wales. Company No: OC323403. Registered Office: Paradigm House, Brooke Court, Lower Meadow Road, Wilmslow, SK9 3ND
Paradigm Mortgage Services LLP is a Limited Liability Partnership.

Paradigm Protect is a trading name of Paradigm Mortgage Services LLP
Office address: 1310 Solihull Parkway, Birmingham Business Park, Birmingham B37 7YB
Paradigm Mortgage Services LLP is registered in England and Wales. Company No: OC323403. Registered Office: Paradigm House, Brooke Court, Lower Meadow Road, Wilmslow, SK9 3ND
Paradigm Mortgage Services LLP is a Limited Liability Partnership.